191 head of compliance jobs

The Pepperstone story started in 2010. We know what it's like to trade the world's markets. Our team describes us as a place for the curious and the driven, and we like to do things a little differently; as a transformative global fintech, we're digital, nimble, connected, and united in our vision to create a better way to trade. We thrive on progress - for our clients and for ourselves. Our organisational culture is ever-evolving, vibrant, diverse, global, and results-focused. You'll find our 550+ team currently across 11 locations and 9 time zones. The Role The Head of Compliance, Cyprus leads the Compliance function at Pepperstone, ensuring adherence to the financial services regulatory framework and promoting a strong compliance culture. This role involves establishing a robust Compliance, Risk, and AML function to manage regulatory obligations and mitigate risks. Reporting to the Regional Head of Compliance UK/EEA and working with the Group Compliance & Risk...

About the Company: Instant Trading EU Ltd. is a company providing investment services, regulated by the Cyprus Securities and Exchange Commission (CySEC), with branches in Poland, Czech Republic and Slovakia. The company owns the InstaForex brand and provides its services through the website www.instaforex.eu and enables its clients to trade financial instruments through its trading platforms. Position Overview: The Head of Compliance is responsible for ensuring that the forex company operates in full compliance with applicable laws, regulations, and internal policies. This role oversees all compliance, regulatory, and risk management activities, ensuring the integrity of business operations, client protection, and adherence to the highest ethical standards. The Head of Compliance acts as the primary liaison with regulatory authorities and provides strategic guidance to senior management on compliance risks, licensing requirements, and best practices within the...

About Primelead: We are an Administrative Service Provider regulated by the Institute of Certified Public Accountants of Cyprus (ICPAC). We provide a wide range of corporate services, including company formation, corporate secretarial and administrative support services, trust services, accounting, payroll, immigration assistance, workspace and banking-related solutions.  Role Description: We are currently seeking an experienced Compliance Officer to join our compliance team in Nicosia office. You will play a vital role in overseeing our AML framework, ensuring the firm’s adherence to Cyprus and EU laws and regulations. The successful candidate will have the opportunity to be part of a great team of professionals, working with both local and international clients. This is a full-time position, and you will report to the Head of Compliance. Duties and Responsibilities  Develop, implement, and maintain AML policies and procedures to meet...

About the Team We are looking for a   Compliance Monitoring Specialist   to join our Compliance team. In this role, you will play a key part in ensuring that the activities of Tied Agents fully comply with the Company’s internal policies and international regulatory standards. You will be responsible for monitoring communications, identifying potential breaches, and supporting business processes in the area of AML and Compliance. Responsibilities Carrying out special assignments and projects from the Head of Compliance Department, including the development, implementation, annual review and update of the Company’s policies and procedures; Monthly monitoring of random telephone conversations of Tied Agents with clients, as well as monitoring of emails and tickets between employees and clients to detect potential breaches; Preparing monthly memos summarizing the results of communication monitoring for Tied Agents; Providing advice and...

About Primelead: We are an Administrative Service Provider regulated by the Institute of Certified Public Accountants of Cyprus (ICPAC). We provide a wide range of corporate services, including company formation, corporate secretarial and administrative support services, trust services, accounting, payroll, immigration assistance, workspace and banking-related solutions.  Role Description: We are currently seeking an experienced Compliance Officer to join our compliance team in Nicosia office. You will play a vital role in overseeing our AML framework, ensuring the firm’s adherence to Cyprus and EU laws and regulations. The successful candidate will have the opportunity to be part of a great team of professionals, working with both local and international clients. This is a full-time position, and you will report to the Head of Compliance. Duties and Responsibilities  Develop, implement, and maintain AML policies and procedures to meet...

The role of the Compliance Officer, is to make sure that Octa Markets Cyprus Ltd is conducting its business in full compliance with the regulatory framework (Laws, Regulations, Circulars and Delegation Agreements) that govern the operations of an investment firm, as well as the professional standards, accepted business practices, and internal standards. Duties and Responsibilities: Monitoring and reviewing Compliance / AML matters relevant to the Marketing and Affiliation procedures of the Company regarding applicable Laws and Regulations Developing and implement adequate policies and procedures to meet the compliance requirements of CySEC and other applicable laws and regulations. Designing and implementing processes, procedures and controls related to the Company’s Marketing and Affiliation Program Managing, overseeing, monitoring the business relationships with relevant providers and affiliates Tracking regulatory changes and ensuring that the...

Ecommpay is on a mission to build a global, data-driven payment ecosystem. We help top e-commerce companies to grow globally with local bespoke solutions. You have a unique chance to be the driving force behind Ecommpay's payment platform as a Head of Legal . This role requires a highly experienced and hands-on legal professional to lead and manage all legal affairs. The Head of Legal will act as the primary legal advisor, personally handling complex legal matters while also overseeing external counsel to ensure the company's interests are protected. Responsibilities: Direct Legal Counsel & Execution : Draft, review, and negotiate complex commercial contracts, including investment agreements (private equity, venture capital), shareholder agreements, and joint venture agreements. Personally handle the most critical legal work for Ecommpay Leadership & Management:  Lead the legal function and act as the primary legal point of contact for the...

Über das Team  Wir suchen eine deutschsprachige Fachkraft im Bereich Compliance Monitoring, die unser Compliance-Team unterstützt.  In dieser Rolle spielen Sie eine entscheidende Rolle dabei, sicherzustellen, dass die Aktivitäten der Tied Agents vollständig mit den internen Richtlinien des Unternehmens sowie mit internationalen regulatorischen Standards übereinstimmen. Sie sind verantwortlich für die Überwachung von Kommunikationsprozessen, die Identifizierung potenzieller Verstöße und  die Unterstützung der Geschäftsprozesse im Bereich AML und Compliance.  Aufgaben und Verantwortlichkeiten  Durchführung spezieller Aufgaben und Projekte im Auftrag des Head of Tied Agents Compliance Department, einschließlich der Entwicklung, Implementierung, jährlichen Überprüfung und Aktualisierung...

Role Overview We are seeking an experienced and strategic Head of Risk to lead the design and implementation of the company's risk management framework across all trading and financial operations. The successful candidate will be responsible for overseeing market, liquidity, operational, and counterparty risks across the group, ensuring alignment with strategic objectives, regulatory standards, and prudent capital management practices. This position plays a critical role in safeguarding the organization’s stability and supporting sustainable growth through proactive risk identification, assessment, and control.   Key Responsibilities   Strategic Risk Leadership      Develop and maintain a comprehensive risk management framework that governs all trading and financial activities.      Define the group’s risk appetite, ensuring consistency with business objectives and regulatory...

Markets.com seek to recruit a Senior Legal Advisor to be based in our Nicosia office. About Markets.com Markets.com, is a global brand, multi-regulated broker operating in the financial services industry. We offer a dynamic, multicultural and collaborative environment with excellent opportunities for personal and professional growth. The Opportunity We are seeking a Senior Legal Advisor to join our team in Nicosia. This role is ideal for an experienced legal professional who thrives in a fast-paced, international environment and is looking for a position that offers both challenge and impact. The successful candidate will report directly to the Head of Legal. Key Responsibilities Provide day-to-day legal support across the Markets.com Group entities Draft, review, and negotiate a variety of contracts including commercial services and other agreements, ensuring compliance with applicable laws related to the operations of Markets.com. Offer legal...

Company overview STATOK is a Cyprus-based regulated brokerage firm specializing in providing access to the US Equities markets. In partnership with best-in-class brokers and fintech companies, we are building a modern, robust trading infrastructure to accommodate high-volume professional clients, both firms and individuals. Our goal is to leave our clients with only one problem: whether to buy or to sell. We are looking for a Risk Manager to coordinate the company’s risk management processes, maintain risk registers and heat maps, and prepare regulatory reports (ICARA, Pillar III, RBS-F, BRRD) in line with CySEC requirements. The ideal candidate will monitor market, credit, and concentration risks, support risk committees, and contribute to the development of risk management frameworks and automation systems across the organization. Key responsibilities Enterprise Risk Management Monitor the risk profile of the Company's operations, prepare and...

Doo Group is a global financial services group with a focus on FinTech innovations, dedicated to delivering financial solutions. With a global outlook and presence across international markets, we’re committed to building an interconnected business ecosystem that creates boundless opportunities. Leveraging cutting-edge technology, our diverse portfolio empowers clients worldwide to achieve their goals and secure a brighter future. Purpose: We are seeking a highly skilled and proactive Senior Trading Platforms Engineer with deep expertise in MT4/MT5 administration and trading infrastructure, who can also grow into a team leadership role within our rapidly expanding global brokerage operations. This role is pivotal in ensuring the availability, reliability, and performance of our trading platforms, as well as contributing to strategic technical decision-making for our trading stack. What You'll Do: Administer, monitor, and optimize all production and test environments of...

Arnos Group is looking to recruit an experienced Corporate Administrator for its head office in the Limassol based Corporate Firm, PPB INC Ltd. Key responsibilities: Responsible for communicating with clients in Cyprus and abroad on a day-to-day basis either by phone, e-mail or meetings; Handling company’s formation for various jurisdictions; Preparing and executing various secretarial services/documents of the Companies including minutes, resolutions, instruments of transfer, share certificates, incumbency certificates as well as Powers of Attorney etc; Liaising with the Registrar of Companies and agents in different jurisdictions; Handling client due diligence and KYC; Support in the development and implementation of the firm’s compliance regime; Creating/updating/maintaining all relevant records; Liaise with banks in Cyprus and abroad for opening corporate and client accounts; Responsible for preparing banking forms for opening...

The Pepperstone story started in 2010. We know what it's like to trade the world's markets. Our team describes us as a place for the curious and the driven, and we like to do things a little differently; as a transformative global fintech, we're digital, nimble, connected, and united in our vision to create a better way to trade. We thrive on progress - for our clients and for ourselves. Our organisational culture is ever-evolving, vibrant, diverse, global, and results-focused. You'll find our 550+ team currently across 11 locations and 9 time zones. The Role We are seeking a hands-on Product Manager for our Trading Platforms team within the CFD trading platform organization. You will enhance the end-to-end client trading experience, ensuring it is seamless and optimized for conversion, retention, and engagement. In collaboration with the Head of Product and a growing team, you will focus on client experience initiatives such as core trading, personalization, and...

If you’ve been searching for an opportunity that will put you on the fast track to career success, you’ve just found it. A.D. Compliance Services currently has an exciting, full-time on-site career opportunity for a Junior Complaints Administrator at our headquarters in Limassol. As a Junior Complaints Administrator, you will ensure the highest possible standard of service to be provided to clients and measure client satisfaction. Main Role: Liaising with customers via email and in writing to obtain all complaint details for new, ongoing and open complaints as per the instructions of the Head of Complaints; Ensuring accurate, high quality and personalized responses are issued to customers within the set time frames; Liaising with other departments within the complaint as required to ensure accurate responses are provided; Ensuring that the record-keeping system is kept updated with details of the Customer's correspondence, actions taken and...

As Head of Payments , you will be responsible for shaping and executing our payments strategy to drive optimal performance, compliance, and innovation. This leadership role involves close collaboration with cross-functional teams to enhance our payment solutions, elevate the customer experience, and ensure adherence to industry regulations. Additionally, you will focus on operational excellence and lead the expansion of our payment solutions portfolio. Key Responsibilities Lead and manage all aspects of payment operations, ensuring efficiency and strategic alignment with business objectives. Define and implement strategies for payment optimization, cost reduction, and transaction success rate improvements. Ensure compliance with industry standards and regulatory requirements, working closely with the compliance team to address risks and mitigate fraud. Build and maintain strong relationships with payment service providers, banks, and other financial...