LMAX Group
Limassol, Cyprus
Duties and responsibilities will be inclusive of all LMAX Global entities. This includes evaluating all current and new compliance regulations, reviewing company processes and policies, suggesting improvements and leading training sessions for company's employees. Responsibilities:
Reviewing the adequacy of Customer Due Diligence (CDD), Know Your Customer (KYC), Know Your Business (KYB), source of funds, client information, client profiling and suitability during the account opening process
Providing the business with advice and guidance on all relevant CySEC's regulatory obligations and requirements
Working with the business to ensure that the firm establishes and maintains appropriate policies, procedures, systems and controls in accordance with CySEC's regulations
Work within a global team and extend support to other group entities as and when required
Monitoring all aspects of the business to identify actual or potential weaknesses of internal controls and...