214 compliance officer jobs

About the job Compliance & AML Officer IC Realty Ltd, a CySEC regulated Alternative Investment Fund Manager, is looking to hire a Compliance & AML Officer, based in Nicosia. The candidate will be working alongside an external AML compliance officer. Any previous experience within a similar role will be considered an advantage but not essential. A highly level of attention to detail, accuracy as well as English language is a must. Key duties/responsibilities: Be up to date with rules and regulations and ensure company’s compliance with AML rules & regulations. Ensure proper implementation of AML policies and procedures by personally overseeing all internal processes. Be responsible for the preparation of investors’ economic profiles at on-boarding stage and conducting risk-based monitoring of investors thereafter. Maintain open communication with investors for KYC purposes. Be responsible for completing and submitting all...

Conotoxia Limited is a new groundbreaking name on the European financial market providing complex investment products and services. It is a financial ecosystem powered by Conotoxia Holding, Poland's most recognized industry brand with a multi-billion USD recent annual turnover and over 13 years of experience. Main responsibilities: Monitor and ensure compliance with CySEC regulatory and other relevant regulatory requirements. Implement and adhere to Compliance Monitoring programs. Support in the development and delivery of compliance training programs for employees and maintain accurate records. Assist in developing and implementing compliance policies and procedures. Keep abreast of changes in regulatory requirements and industry trends ensure ongoing compliance. Coordinate with internal departments to address compliance matters and provide guidance on regulatory best practices. Prepare and maintain accurate records of compliance activities. Assist...

Job Description: The primary responsibilities of this role include: Directly communicate with prospective clients for the collection of onboarding documents, Performing KYC/CDD reviews for new and existing clients of all AML classification risks (Low-Medium-High), Create clients’ economic profile and ML/FT risk assessments. Conduct PEP's & Sanction screening, Review KYC files and ensure proper record keeping/updating internal compliance records, Support the client facing personnel in any matters related to AML /KYC/CDD internal policies, procedures, and controls, Conduct investigations, obtain necessary information, and prepare analytical reports and escalate findings, Assist the Company in compliance related matters. Your Profile: BSc Degree in Business / Finance / Economics / Law or any other related degree, Experience in a similar position will be considered an advantage, Cysec AML certificate or equivalent will be...

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talent team. We are currently seeking a motivated individual for the position of Anti-Money Laundering (AML) Officer to join our AML team. The person will be reporting directly to the Deputy Head of Compliance/AML. Responsibilities: Assist with developing, designing and re-designing the AML procedures of the Company Prepare reports for Head of Compliance/AML senior management's external regulatory bodies as appropriate Assess the current and forthcoming regulatory updates/changes on the Company’s policies and procedures Ensuring that the Company complies with the regulatory requirements through the AML Monitoring Program and reporting any compliance...

About Rimes Rimes provides enterprise data management solutions to the global investment community. Driven by our passion for solving the most complex data problems, we provide our clients with investment intelligence that powers more than US$75 trillion in assets under management annually. The world's leading institutional investors, asset managers and service providers rely on Rimes to help them make better investment decisions using accurate information and industry-leading technology. The Opportunity: Rimes is looking for a Compliance Officer to support our global legal function. Reporting to the General Counsel based in London and working closely with our friendly legal team, you will play a critical role in ensuring Rimes complies with the legal and regulatory obligations affecting our worldwide business, such as Sanctions, Know your Client, Anti-Bribery and Corruption and the company filings for our subsidiaries around the world. What you will do:...

Company Description The roads we take through life are seldom straight-forward; at Blacktower, we are with you along the way. We endeavor to safeguard the future you work for, open the door to your goals and guide you through some of life’s most significant decisions. Blacktower Financial Management Group is a people-minded business that puts its clients first and provides expertise to ensure the best choices are made. Role Description This is a full-time on-site role for a Compliance Officer at Blacktower Financial Management Group located in Limassol Municipality. The Compliance Officer will be responsible for ensuring regulatory compliance, managing compliance processes, analyzing data, communicating compliance requirements, and overseeing financial compliance within the organization. Qualifications Compliance Management and Regulatory Compliance skills Analytical Skills Strong Communication skills Understanding of Finance principles...

A leading Cypriot professional services provider firm in Nicosia offering international tax advisory and corporate services, are searching for an  AML Compliance Officer . Duties & Responsibilities: Analyse regulatory developments & new compliance legislation; Ensure continuous compliance of the company with applicable regulations & laws; Develop & enforce adequate policies & procedures in order to meet the compliance requirements of CySEC and other applicable rules and regulations, including procedures and controls relevant to the prevention of AML and anti-terrorist financing; Produce & submit compliance & AML reports to the company’s regulator CySEC; Prepare and submit reports to the board of Directors; Work with all the departments to ensure compliance with applicable regulations; Provide recommendations / advice to business lines on best practices implementation of CySEC’s regulatory requirements;...

payabl. empowers businesses to grow through payments innovation and banking services. Our ambition is to expand our strong portfolio of global financial services we provide to business and make them all available in one place on our platform we call payabl.one. As a licensed financial company with principal membership with card schemes, we specialize in global payments and providing businesses with multi-currency accounts. With offices located in Frankfurt, Amsterdam, Limassol, and London, we are currently undergoing significant expansion and are looking for an Regulatpry Compliance Officer to join our team in Limassol. This role is about: The Regulatory Compliance Officer will play a critical role in supporting daily compliance tasks, ensuring the company meets key regulatory objectives as a Payment Institution under CBC oversight. This includes assisting with the finalization and implementation of the Compliance Monitoring Program to maintain 100% regulatory compliance,...

Job Description:  The primary responsibilities of this role include: Assist the Company in compliance related matters, Performing KYC/CDD reviews for new and existing clients of all AML classification risks (Low-Medium-High), Create clients’ economic profile and ML/FT risk assessments. Conduct PEP's & Sanction screening, Review KYC files and ensure proper record keeping/updating internal compliance records, Support the client facing personnel in any matters related to AML /KYC/CDD internal policies, procedures, and controls, Conduct investigations, obtain necessary information, and prepare analytical reports and escalate findings. Your Profile: BSc Degree in Business / Finance / Economics / Law or any other related degree, Experience in a similar position will be considered an advantage, Cysec AML certificate or equivalent will be considered an advantage, Proficiency in both Greek and English (both spoken and...

We are currently seeking a dynamic and motivated individual for the position of Compliance Officer with Legal background to join our Firm's Compliance Department. Key Responsibilities/Duties Collaborate with the Senior Compliance Manager to establish and refine policies and procedures, ensuring compliance with relevant laws and regulations. Effectively communicate policies and procedures to employees Monitor and enforce compliance with both internal policies and external regulations, conducting regular audits and assessments to identify non-compliance. Develop and implement corrective action plans to rectify compliance deficiencies and mitigate associated risks. Stay updated on changes in laws and regulations, conducting thorough investigations into compliance violations or allegations. Document findings, recommend compliance actions or corrective measures, and prepare reports for senior management. Foster a culture of...

Requirements: Experience: Minimum of 2 years in a compliance role , with at least 1 year in a similar role; specific experience in the Forex industry and Forex licensing preferred Education: Bachelor's degree in Law, Finance, or a related field; must be a qualified lawyer Certifications: Compliance certifications are a plus Skills: Strong knowledge of regulatory requirements, compliance best practices, and contract/agreement review Proficiency in English, both written and spoken Excellent analytical skills, detail-oriented, with a thorough understanding of risk assessment across departments Responsibilities: Ensure full adherence to legal and regulatory requirements, updating policies as needed Conduct audits, monitor compliance activities, and manage risk across departments Provide guidance on compliance issues, including regulatory body liaison Review and manage agreements and contracts to ensure regulatory alignment...

FXGlobe.eu is a CySEC licensed forex company specializing in online trading since 2008. With a commitment to honesty, transparency, and fair trading, we seek a skilled Senior Compliance Officer to lead our Compliance Team! Key Responsibilities: Compliance Support: Assist with compliance matters per internal policies and agreements with senior management. Inquiries: Address internal and external compliance queries as needed. Policy Development: Help draft and develop policies to meet CySEC and local regulatory requirements. Internal Controls: Establish and enforce internal practices and procedures to comply with legislation and regulations. Monitoring Program: Implement and conduct compliance monitoring as per regulatory requirements. Reporting: Prepare and submit reports to CySEC and other EU bodies, including COMP-CIF, CA-CIF, MPS, IFR, and others. Regulatory Updates: Stay current on regulatory changes and update...

Numisma Group is a privately owned independent group of companies, offering Fund Management, Wealth Management and Advisory Services. Within our group we operate both an EU regulated Alternative Investment Fund Manager and an EU MiFID regulated Investment Firm. We are actively seeking an Assistant AML Compliance Officer to join our team: MAIN RESPONSIBILITIES Tasks and requirements of the position Assist in the effective implementation of the AML Manual, policies, procedures, and controls, and ensure that the company always maintains full compliance with the legal framework. Provide support whenever necessary to the AML and Regulatory Compliance Officer of the Group in discharging their daily activities and compliance functions. Assist in KYC/CDD and client onboarding procedures for the Company and in the ongoing compliance monitoring of clients. Liaise with internal teams to ensure a smooth onboarding experience. Document authenticity...

Join Our Team    Errante is a leading forex broker dedicated to providing exceptional trading services while ensuring compliance with all regulatory requirements. We are committed to fostering a culture of integrity and accountability in our operations. Are you passionate about the forex industry? Ready to thrive in a dynamic, fast-paced environment? Join our team of talented professionals today! We are seeking a detail-oriented and motivated Junior Compliance Officer to join our compliance team. The ideal candidate will assist in monitoring and ensuring compliance with regulatory requirements, internal policies, and industry standards. Main Responsibilities Assist in the development, implementation, and monitoring of compliance policies and procedures. Conduct compliance reviews and audits to assess adherence to regulatory requirements. Support the team in maintaining records and documentation related to compliance activities. Stay updated...

IronFX is a leading global online broker specializing in Forex, CFDs, Commodities and Spot Metals since 2010. IronFX is operating under of multiple of reputable licenses and offices around the world. Noteris Services Limited is looking to hire a dynamic Compliance Officer to join a leading Global Online Broker Job Description: Developing, implementing, and administering all aspects of the Company’s AML & Compliance Monitoring Program Develop and maintain internal AML/CFT compliance manuals, policies, procedures and systems Review new and forthcoming regulations and advise how these are affecting the Company’s operations Provide reports as directed, to keep the Board and senior management informed of the operation and progress of compliance efforts Assist in maintaining the accuracy of compliance records, tests, training materials, logs, correspondence, reports, procedures, forms, policies, programs, and manuals Assist with the...

Responsibilities Monitoring and reviewing Compliance matters relevant to the Marketing and Affiliation procedures of the Company regarding applicable Laws and Regulations. Developing and implement adequate policies and procedures to meet the compliance requirements of CySEC and other applicable laws and regulations. Designing and implementing processes, procedures and controls related to the Company’s Marketing and Affiliation Program. Managing, overseeing, monitoring the business relationships with relevant providers and affiliates. Tracking regulatory changes and ensuring that the necessary actions are taken. Monitoring the expected legal developments and updates, relevant to Client communication and other relevant matters and possible/expected implications for the Company. Maintaining and up-to-date registries of affiliates, marketing campaigns, due diligence procedures and other relevant matters. Providing daily assistance to the Head of Compliance regarding ongoing...

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talent team. We are currently seeking a motivated individual for the position of Senior Compliance and Anti-Money Laundering (AML) Officer to join our Compliance and AML team. The person will be reporting directly to the Head of Compliance and AML. Responsibilities: Assist with developing, designing and re-designing the Company’s procedures\\Prepare reports for Head of Compliance/AML senior management & external regulatory bodies as appropriate Assess the current and forthcoming regulatory updates/changes on the Company’s policies and procedures Ensuring that the Company complies with the regulatory requirements through the Compliance and AML Monitoring...

DUTIES AND RESPONSIBILITIES: Assist clients worldwide through live support Answer emails, assist with opening of client accounts, amend existing accounts, maintain client records Demonstrate impeccable telephone etiquette and management Handle back office queries Support clients with technical and troubleshooting issues Report to the management and deal with all departments to resolve issues Provide support and troubleshooting on Trading Platforms Liaise with the Compliance Officer regarding complaints and approval of accounts Handle client inquiries appropriately and ensure that high level service is provided Promote available products and services to clients, provide all relevant information to clients Develop and maintain excellent relationships with prospective and existing clients Contribute to team effort by achieving targeted results.   REQUIREMENTS: Native in German, both oral and written. Fluent in English (at...

SoftGamings is a rapidly growing IT company with over 15 years of proven experience. We are seeking talented individuals to join our team due to our expansion and exciting new projects. We go the extra mile to inspire our team members and cultivate a pleasant atmosphere in the office, ensuring that work is both enjoyable and fulfilling. Today, we're looking for a talented Compliance Specialist , to join our team. Responsibilities: Online casino players' complaint investigation : Investigate and analyze the complaints filed by online casino players. Gather relevant information and evidence to determine the validity of the complaint. Collaborate with different departments, such as customer support, legal and technical teams, to resolve the complaints efficiently. Document the investigation process and maintain accurate records. 2. Casino players' dispute resolution: Mediate and resolve disputes between online casino players and the...

Libertex Europe Overview Part of the Libertex Group, Libertex is an online broker offering CFDs trading with underlying assets being commodities, Forex, ETFs, cryptocurrencies, and others. Libertex also offers investments in real stocks. Over the years, Libertex has received more than 40 prestigious international awards and recognitions, including "Best CFD Broker Europe" (Global Brands Magazine, 2022) and "Most Trusted Broker in Europe" (Ultimate Fintech Awards, 2021. Libertex is the Official Online Trading Partner of FC Bayern, bringing the exciting worlds of football and trading together. Since being founded in 1997, the Libertex Group has grown into a diverse group of companies, serving millions of clients from several countries all over the world. The Libertex trading platform is used by Indication Investments Ltd a Cyprus Investment Firm regulated and supervised by the Cyprus Securities and Exchange Commission (CySEC) with CIF License number 164/12. Job Overview...