154 compliance officer jobs

Join FxPro: an international fintech company for talented professionals. We are always on the lookout for individuals who can perform and excel in a dynamic and innovative working environment. We view each and every one of our employees as an indispensable part of the team. Join our growing international team with offices in Limassol, London, Monaco, Nassau & Dubai with 200+ FxPro employees of 22 nationalities. We are looking for Compliance Officer You will: Perform compliance monitoring duties for the whole group of companies. Prepare and maintain the relevant compliance procedures related to the monitoring duties of the Company. Advise FxPro management on the applicable rules and regulations under which the business will operate.   What we are looking for: Previous experience in a Compliance Officer position in financial services, audit or risk. Understanding of financial markets, margin trading and execution-only. Stakeholder...

The Role: Morison Patsalides Limited, a leading and regulated firm of chartered accountants is currently looking to recruit a Compliance Officer in Nicosia, working as part of a team. Responsibilities: Dealing with customer onboarding, including communication with customers regarding KYC matters Reviewing and updating the Company’s policies and procedures according to the AML Laws and ICPAC AML Directive Conduct periodic internal reviews or audits to ensure that compliance procedures are followed Provide assistance to internal or external auditors in compliance reviews Ensuring that customers’ records (individuals and legal entities) are up-to-date; Keep informed regarding pending industry changes, trends and best practices and assess the potential impact of these changes on organizational processes Verify that all company and regulatory policies and procedures have been documented, implemented, and...

Duties: 1.      Manage the Company’s ongoing legal matters (local and international). To think strategically and tactically, make risk-benefit evaluations and develop action plans in relation to compliance and AML risks. 2.      Responsible for the AML function and Compliance Services of the firm. Preparation of regulatory, risk and compliance reports, as well as operational manuals, for multiple clients. 3.       Organize and manage client and counterparty KYC procedures (onboarding, monitoring etc). 4.      Ensure Company’s compliance with local and European regulations on everyday basis. Promote awareness and understanding of compliance policies and procedures throughout the organization. Manage compliance-related investigations, including client complaints, allegations of misconduct or violations. Ensure timely and...

Responsibilities Conduct Customer Due Diligence according to the Customer Risk Assessment (low/ medium / high risk players) Following up on all escalations made in relation to CDD/ AM/ Abuse/ Fraud matters. Ensuring that the appropriate information and documentation was obtained from players in line with internal procedures and per regulations Performing investigations, or enhanced due diligence reviews for potentially suspicious activity Communicating with players to obtain information and documentation required to complete the CDD/ EDD Review transactions to identify potential red flags that may indicate suspicious activity or unusual activity Analyzing player’s activity for evidence of money laundering, abuse or fraud Identify and refer potentially suspicious activity for further investigation by grouping the suspect transactions, detecting patterns and gathering supporting documentation. Preparing STR Assist MLRO with documentation...

Masari Payments is a European money transfer company which specializes in person-to-person international money transfers and operates through a number of their own outlets as well as through an extensive agency network spread throughout Cyprus and worldwide to more than 150 destinations.   Role Description   This is a full-time AML & Compliance Officer role on-site at Masari Payments in Limassol. The officer will report directly to the senior management and will assist in maintaining an accurate Compliance and AML function that complies with regulatory obligations. The successful candidate will work closely with internal departments and external parties to ensure compliance with all related regulatory requirements.  Qualifications   Relevant qualifications/certifications (e.g. CySEC AML exams)   University Degree (Preferably in Law, Finance, Business Administration, Accounting or any AML and Compliance related...

Job Description:  The ideal candidate will be required to: ●      Develop, implement & administer all aspects of the Company’s Compliance Management Program; ●      Develop & maintain internal compliance manuals, policies, procedures & systems; ●      Review new & forthcoming regulations, advise how these affect Company operations; ●      Review & monitor marketing communication, materials & publications for compliance with regulations; ●      Stay up to date with regulatory requirements & guidelines, assist with updating company procedures & policies to ensure continued compliance; ●      Assist in the preparation of regulatory reporting; ●      Provide reports to the Board and senior management to keep...

The Role: Leo Trust (Cyprus) Ltd, a subsidiary of Leo Trust Switzerland AG, is looking to hire a Compliance Officer to be based in the company’s Nicosia office. This person will be in charge of the Compliance function at a Group level, as well as manage the local Compliance function of the Cyprus office. The role is for English language speakers. German language knowledge will be considered an advantage.   Responsibilities: Manage new business onboardings and support client reviews Handle requests such as amendments on existing client accounts in coordination with the Corporate Administration departments in Zurich and Cyprus Provide Compliance and KYC related advisory to Management Reviewing of client related documents (e.g. contracts, agreements, resolutions, etc.) In charge of conducting Compliance audits Keeping up to date with the latest requirements and trends in offshore jurisdictions   Required Skills and...

The Role The purpose of the Legal & Compliance Officer is to assist the legal team in ensuring that all corporate processes and procedures comply with the internal standards of the company, the law and the rules and restrictions set out by the regulatory bodies. A hybrid role, thus time is to be allocated between as per necessity and priority. Duties and Responsibilities Drafting/reviewing of the Company’s Compliance Policies and contractual documentation to ensure that they are up to date with the applicable legislative/regulatory framework Proceeding with the preparation of training material and materialization of training sessions (to internal/external stakeholders) Overseeing from initiation to completion and validation the collection of KYC/compliance documentation/completion of questionnaires/provision of necessary documentation/clarifications; To produce compliance reports through World-Check; To work with affected colleagues to manage...

We are looking for a pro-active, highly motivated and ambitious individual who will hold the role of Regulatory Compliance Officer to expand our Compliance team. You will assist in the enhancement of compliance culture and support our team’s mission to act as a liaison between the company and regulatory bodies. You will work closely with the team on various compliance activities, ensuring regulatory requirements are implemented by cooperating closely with teams within the company. What you will do: Develop and assist in the implementation of compliance policies and procedures by engaging in drafting and/or updating them to ensure adherence to all applicable regulation. Conduct checks, risk assessments and assist in the production of compliance reports, in accordance with our Compliance Monitoring Programme to ensure regular reviews and assessments. Review marketing, advertising and press material to ensure they comply with regulatory requirements. Design...

The AML & Compliance Officer will report directly to the Board and will assist in maintaining a robust Compliance and AML function that complies with regulatory obligations. Primary responsibilities (not limited to) Development of a risk assessment framework – the MLCO report the results of a business-wide and an individual ML/TF risk assessment to the management body, via the member of the management body responsible for AML/CFT Develop, initiate, maintain and revise policies and procedures, as well as monitor whether the measures, policies, controls and procedures implemented by the company comply with the its AML/CFT obligations Understand, maintain awareness of and ensure compliance with both AML and compliance regulatory requirements including local and EU laws, international and industry standards and best practices Coordinate, monitor and advise on both Global AML and compliance policy, business AML and compliance programs, local AML and...

A Cyprus Investment Firm that provides asset management services is looking for an experienced Head of Compliance Assistant to join the team. On this role you will be assisting the Head of Compliance and AML in everyday tasks as well as in supervising and improvement of Company’s compliance within AML and MiFID Compliance function. The ideal candidate will have a minimum of 5 years of experience in AML/Compliance sector within the financial services industry along with a strong educational background. Responsibilities review the AML risk assessments and due diligence on new and existing customers to identify and mitigate potential risks, assisting in the onboarding procedure improvements stay up-to-date with the latest regulations updates and assisting to ensure ongoing compliance assisting in improvements of the back-office system functionality in term of the client profiles, relevant reporting and related matters • reviewing marketing material and...

The Role Harneys is looking for a driven individual to join the Limassol office and support the global Compliance Solutions team. What you'll be doing The Compliance Solutions Officer will be responsible for assisting the Compliance Solutions Team with ensuring clients and investors are processed and onboarded in line with the relevant regulatory requirements. About You You will be a self-motivated graduate who pays strong attention to detail and has previous experience working in a compliance function. You will have a solid understanding of AML and AEOI (FATCA/CRS) and be able to communicate effectively and efficiently with the team to ensure compliance regulations are adhered to. Who you'll be working with You will be part of the global Compliance Solutions Team and report directly to the Compliance Solutions Associate Director in the Cayman islands. Please click "apply" above for a full job description and to submit your application Why...

Founded in 2009, Unlimit provides fast-growing innovative tech businesses with a convenient and simple business interface that enables payments to flow freely and invisibly. From London to Singapore and from San Francisco to Sao Paulo, we help local clients enter new markets, and global businesses to explore new industries and reach new milestones. Following the highest banking industry standards, we are dissolving the borders that have previously limited international expansion. Our constantly evolving business interface – made by innovators for innovators – is designed to make the financial world of tomorrow closer to businesses here and now. Responsibilities Exercising scrutiny over the Unlimit’s compliance with the admonitions made in the course of supervisory controls (internal auditors, external auditors, CBC, Inland Revenue Department, etc) Maintaining a complete and exact file with all the worksheets used during the internal audit works,...

Libertex Europe Overview Part of the Libertex Group, Libertex is an online broker offering CFDs trading with underlying assets being commodities, Forex, ETFs, cryptocurrencies, and others. Libertex also offers investments in real stocks. Over the years, Libertex has received more than 40 prestigious international awards and recognitions, including “Best CFD Broker Europe” (Global Brands Magazine, 2022) and “Most Trusted Broker in Europe” (Ultimate Fintech Awards, 2021. Libertex is the Official Online Trading Partner of FC Bayern, bringing the exciting worlds of football and trading together. Since being founded in 1997, the Libertex Group has grown into a diverse group of companies, serving millions of clients from several countries all over the world. The Libertex trading platform is used by Indication Investments Ltd a Cyprus Investment Firm regulated and supervised by the Cyprus Securities and Exchange Commission (CySEC) with CIF License number 164/12. Job Overview...

About Consulco Founded in 1993, Consulco has emerged into a specialized alternative investment manager with significant experience in the London property market. World class performance, unshakable ethics, perseverance, and attention to detail have placed Consulco in a position to serve investors across the globe. With offices in London, Dubai and Nicosia we provide specialized investment management solutions in our niche market. About the Role Consulco is currently in the process of recruiting a Client Relationship Officer for its Business Development Team. The successful candidate will be expected to work at the Head Office in Nicosia. Responsibilities: Handle the client process, including reservations, agreements preparation, and client onboarding Prepare the KYC and AML file for the Compliance Officer Update and maintain client database and prepare table of holdings Respond and/or act on each query or request of potential or existing clients...

If you’ve been searching for an opportunity that will put you on the fast track to career success, you’ve just found it. A.D COMPLIANCE SERVICES currently has an exciting, full-time career opportunity for a Communication Monitoring Compliance Assistant (Italian, Portuguese) at our headquarters in Limassol. Main Duties and Responsibilities: Determine Call Centre and Agents quality standards by listening and studying inbound and outbound calls of Account Managers and Customer Support team members; Examine results of the calls by using scripts, product knowledge, sales and service ability; Provide feedback via Reports to Chief Compliance Officer of all monitored calls; Assist in the investigation of complaints;Assist in various Marketing projects; Contribute to team effort by accomplishing related results as needed; Maintain professional and technical knowledge by attending educational workshops and reviewing professional & regulatory...

The Role We are looking for an ambitious individual who seeks to start a career in the fascinating world of the financial services industry. The ideal candidate is an organized and process-oriented individual with an attention for detail. This entry level role requires no prior work experience, and the successful applicant will be expected to support the smooth running of the company’s operations and have an active role in optimizing the company’s daily procedures. About the Company 7Q Financial Services is a CySEC regulated Investment Firm which operates from its offices in Nicosia, Cyprus. The Company is part of the 7Q Investment Group and provides financial and administration services to Organizations, Investment Funds, Pension Funds, Provident Funds, Insurance Companies and High Net Worth Individuals. 7Q offers a dynamic and young workplace with opportunities for professional growth and development through direct exposure to both conventional and...

Libertex Europe Overview Part of the Libertex Group, Libertex is an online broker offering CFDs trading with underlying assets being commodities, Forex, ETFs, cryptocurrencies, and others. Libertex also offers investments in real stocks. Over the years, Libertex has received more than 40 prestigious international awards and recognitions, including “Best CFD Broker Europe” (Global Brands Magazine, 2022) and “Most Trusted Broker in Europe” (Ultimate Fintech Awards, 2021. Libertex is the Official Online Trading Partner of FC Bayern, bringing the exciting worlds of football and trading together. Since being founded in 1997, the Libertex Group has grown into a diverse group of companies, serving millions of clients from several countries all over the world. The Libertex trading platform is used by Indication Investments Ltd a Cyprus Investment Firm regulated and supervised by the Cyprus Securities and Exchange Commission (CySEC) with CIF License number 164/12. Job Overview...

Purpose: We are looking for a brilliant Marketing Executive who can assist with our daily marketing activities. We are eager to meet you if you bring a unique blend of creativity, technical expertise, and a genuine passion for marketing. This role is central to our ambition to fortify our brand presence, foster customer relationships, and drive tangible business growth. Doo's Expectations: • Assist with the coordination of marketing activities with vendors and subsidiaries. • Assist with the coordination of marketing activities to achieve smooth operation of the department • Record keeping of marketing invoices and expenses • Update the marketing material vendor file and monitoring the stock • Preparing Marketing presentations. • Make sure all Marketing Materials are up to date • Follow up the team channels for any marketing related enquires • Help coordinate activities with the Sales Team •...

At CAPEX.com we are changing the way people invest today. Our goal is to simplify trading in one unified app where you can trade stocks, crypto and other verticals into one seamless, distinctive, integrated experience. Our product is a tool innovating tomorrow, today. This vision requires hard work and determination. Our journey began in 2018, and we have grown into a dynamic and diverse global team of 400+ people based in 9+ offices worldwide, Bucharest being the biggest one. We have a start-up DNA and a corporate mindset . We are on an accelerated growth path, we move fast, and are flexible . We have a positive approach to organizational change , making us robust and effective . If you are dynamic , eager to develop and deeply hands-on with your projects, then we are an excellent fit . We actively encourage fast-paced career paths. Every skilled, ambitious, and dedicated employee can be promoted to management roles.   Challenge...