138 compliance officer jobs

Founded in 2009, Unlimint (formerly Cardpay) provides fast-growing innovative tech businesses with a convenient and simple business interface that enables payments to flow freely and invisibly. From London to Singapore and from San Francisco to Sao Paulo, we help local clients enter new markets, and global businesses to explore new industries and reach new milestones.Following the highest banking industry standards, we are dissolving the borders that have previously limited international expansion. Our constantly evolving business interface – made by innovators for innovators – is designed to make the financial world of tomorrow closer to businesses here and now. Key Duties And Responsibilities Participate and assist with regulatory inquiries and inspections, internal and external audits. Prepare compliance reports. Manage daily compliance support, including drafting, preparation, review, update, and negotiation of various documents such applications, forms,...

Compliance Officer is responsible for ensuring that, when appropriate, the information or other matter leading to knowledge or suspicion, or reasonable grounds for knowledge or suspicion of money laundering is properly disclosed to the relevant authority. Responsible for the development, implementation and maintenance of internal controls to comply with all regulatory and legal requirements of suspicious activity investigations including the alerting from AML transaction monitoring systems, case work and documentation and suspicious activity reporting (SAR). Responsibilities: Monitoring and reviewing AML and Compliance matters relevant to the Company and in relation to the Law. Prepare AML Policies, KYC Policies and relevant forms, registers Respond to Compliance inquiries Monitoring the expected legal developments and updates, relevant to AML Compliance Preparing annual AML/CFT Risk Assessment report Assisting/dealing with questions/queries relevant to AML and...

We, AMF Global Ltd and our affiliated companies, are seeking to recruit an Assistant Anti-Money Laundering Compliance Officer to join our expanding team. The successful candidate will be responsible for the development, implementation and monitoring of an effective compliance framework in order to ensure compliance with legal and regulatory requirements of your group entities. Job Description Report to the MLCO; Assist the MLCO with reporting obligation requirements; Assess the level of money laundering and terrorist financing risks of the Company’s products, services, and clients and provides recommendations; Assist the MLCO in daily monitoring of the adequacy and effectiveness of the Company’s AML measures and procedures, and updates the AML monitoring registry; Identify, examine and report any suspicious activities related to money laundering and terrorist financing; Assist the MLCO with the preparation of training and educational...

JFD stands for JUST FAIR & DIRECT! Acknowledged as one of the industry’s fastest growing and respected brokerage firms, JFD is already ranked among the top 20 largest online brokers worldwide, as it continues to employ cutting-edge technologies and set new standards. Following 18 months of research and development, JFD was founded in 2011, and now has offices in Cyprus, Bulgaria, Madrid and Germany, with more than 80 employees worldwide. YOUR MAIN DUTIES WILL BE TO: RESPONSIBILITIES AND DUTIES WILL INCLUDE, BUT ARE NOT LIMITED TO: Follow and abide by any of the instructions/requests of the Head of Legal & Compliance. Overview regulatory compliance to ensure full compliance with policies, procedures, and applicable laws and regulations. Liaise with the relevant regulators when needed (BaFin, CySEC, FSA, VFSC). Respond to compliance needs of personnel regarding implementation of procedures in accordance with all laws and regulations and compliance...

Key Duties/Responsibilities: Responsibilities (non-exhaustive): Report to the MLCO; Assist the MLCO with reporting obligation requirements; Assess the level of money laundering and terrorist financing risks of the Company’s products, services, and clients and provides recommendations; Assist the MLCO in daily monitoring of the adequacy and effectiveness of the Company’s AML measures and procedures, and updates the AML monitoring registry; Identify, examine and report any suspicious activities related to money laundering and terrorist financing; Assist the MLCO with the preparation of training and educational material to be sent to the Company’s personnel with respect to the compliance/AML function according to the Law; Provide advice and guidance to the employees of the Company on subjects related to compliance and money laundering and terrorist financing; Establish and maintain the country analysis table related to the countries...

We are looking for a compliance officer to join our company, specializing in administration/trust services. An ideal candidate would have experience as a compliance officer and hold a CYSEC Advanced Certificate. In this role you report to the head office in Zurich.  Your key responsibilities will be:  Liaising with all relevant business and supporting areas within the Company. Drafting, amending and implementing Company`s policies and procedures in order to prevent and / or manage regulatory violations and to ensure that all compliance related systems and controls are at place. On-going monitoring of the adequacy and effectiveness of the measures and procedures of the Company. Advising and assisting the relevant persons responsible for carrying out the administration services to be in compliance with the Law. Drafting written reports to the Senior Management and the Board making recommendations and indicating in particular whether the appropriate...

A well-known Cyprus Investment Firm based in Nicosia is looking for an experienced candidate to be hired at a full-time employment position of the Compliance officer (AML & Sanctions) The ideal candidate would have a deep understanding of the Regulatory Framework and previous experience in the field of Compliance. Job description: Analyzing changes in the Laws, regulations, guidelines (e.g. AML, Sanctions, MiFID) & applying them in all operational processes; Evaluation, supervision, guidance & implementation of the company's compliance AML policies & manuals; Performing of in-depth analysis of various corporate structures (trusts, funds, UCITS etc.) on a risk-approach basis; Analyzing source of wealth of prospect clients through financials and other documentation; Looking after records of high risk clients and report suspicious activities, if any; Interaction with team members at all levels of the organization; AML screening & monitoring against all...

EverestCM is a regulated Forex CFD Provider that serves a lot of happy traders worldwide.  At EverestCM, we offer you the opportunity to develop a truly fulfilling career within a fast-paced, fun, exciting, yet incredibly supportive working environment. We’re looking for talented people who are passionate about seeing themselves and us grow. We’re committed to educating and empowering the entire EverestCM family. We're growing our team and we are seeking for a Compliance Officer. Responsibilities Providing assistance to maintain and update internal policies and procedures of the firm, in order to be in line with regulatory requirements Assisting with the monitoring of legal and regulatory developments and assess their impact on the compliance of the firm’s ongoing business processes Providing support and guidance to the departments of the company in relation to queries relevant to AML and regulatory compliance matters Reviewing and...

A well-known Cyprus Investment Firm based in Nicosia is looking for an experienced candidate to be hired at a full-time employment position of the Compliance officer (AML & Sanctions) The ideal candidate would have a deep understanding of the Regulatory Framework and previous experience in the field of Compliance. Job description: Analyzing changes in the Laws, regulations, guidelines (e.g. AML, Sanctions, MiFID) & applying them in all operational processes; Evaluation, supervision, guidance & implementation of the company's compliance AML policies & manuals; Performing of in-depth analysis of various corporate structures (trusts, funds, UCITS etc.) on a risk-approach basis; Analyzing source of wealth of prospect clients through financials and other documentation; Looking after records of high risk clients and report suspicious activities, if any; Interaction with team members at all levels of the organization; AML screening &...

We are seeking to recruit an AML & Compliance Officer to join our team. The successful applicant should have sound knowledge of current laws, regulations and common practices in compliance and AML and at least 2 years of experience in a similar position. Duties and Responsibilities • Collection and ongoing update of the KYC documents of clients • Recording clients in the Firm’s AML system • Ongoing monitoring and due diligence • Implement transaction monitoring • Ensuring that the Firm’s policies and procedures are properly and consistently applied • Development and improvement of compliance and AML procedures • Prepare and submit compliance reports to the Board of Directors and Regulatory bodies • Remain up to date with regulatory framework Required Qualifications: • Minimum of 2 years in a similar position • AML Certifications and/or CySEC Certification • Strong analytical skills • Good command...

Meerkat City is a premier specialized provider catering to the needs of the financial industry bringing more than 100 years of combined hands-on experience in financial services, alternative investments, banking and payment services. The company is looking to recruit a compliance / AML officer for its regulatory compliance team in Nicosia. Compliance / AML officer The Compliance / AML officer will be working within the team to ensure that regulated entities are in compliance with the regulatory framework along with their policies and procedures. Main Duties And Responsibilities Managing a portfolio of entities comprising of Cyprus Investment Firms (“CIFs”) and Alternative Investment Fund Managers (“AIFMs”), including: Preparation of regulatory compliance and AML compliance monitoring programmes, Performing regular compliance and AML audits to ensure that compliance and AML standards and obligations are adhered to,...

K. Treppides & Co Ltd, the Largest Independent Consultant Cyprus based International Firm is expanding and currently hiring for a Compliance Assistant to join our AML Compliance Department in Nicosia. Key Responsibilities: Responsible for Know Your Customer and Client Due Diligence Procedures Review and advise to management on the regulatory compliance implications of internal policies and procedures Monitoring the activities of the company for adherence to the AML Directive and other relevant Laws and reporting to the Compliance Officer Provide and interpret legal information pertaining to the activities of the company Responsible for administrating the company’s Internal Control Management system Liaising with all the firm’s departments to ensure compliance with applicable regulations Developing compliance training materials Qualifications: Bachelor/Master degree in Law from a reputable university Member of the Cyprus...

KTC Business Consultants is a professional services firm offering accounting, audit, tax, and advisory services. We work with energy and enthusiasm, and we are looking for passionate individuals to join our growing team. Role scope We are currently seeking to recruit a talented and self-motivated AML Administrator to join our team in our Nicosia office. The successful candidate will have the opportunity to be part of a great team of professionals, working with both local and international clients. Duties and responsibilities Collecting and reviewing client information in order to comply with internal and local requirements; Communicating with clients and updating client files, risk classification and escalating cases to the Compliance Officer; Supporting departments by collecting and coordinating internal compliance data; Liaising with the Registrar of Companies and relevant governmental authorities; Maintaining up to date written documentation and...

Compliance Analyst About the company: Currency Solutions started in 2003 with the belief that every customer deserved access to excellent exchange rates, a premium service and the latest market insight and technology. Fast forward to today and we’ve successfully transitioned from start-up to a leading independent FX and international payments company. Headquartered in London with offices in 4 countries, we’ve sent billions securely around the world and been ranked ‘Excellent’ on Trustpilot by our customers. Today the world is different. Our core beliefs haven’t changed, but we recognise our delivery must if we are to successfully solve the complex challenges our customers are facing. In practice, this means finding both savings and stability in challenging trading environments, moving to an anticipatory model of servicing business and personal customers, and collaborating with industry partners to develop new and compelling product and...

We’re scaling at Skilling! We are seeking an individual to fit the role of a Head for our Back Office team.  The role entails managing a team of 4+ members, and working closely with our Customer Support team. The role reports directly to the Group COO. The responsibilities are wide ranging and varied. It is necessary to be able to communicate clearly and effectively with all areas of the business. At the forefront of the company operations, the Head of Back Office will be responsible for maintaining and developing high standards of service. All aspects of the role will be customer centric and to offer the best customer service in the industry. It is a must to be focused on what will give the customer the best possible experience from the site and world class customer service in a competitive world. What you will do Based in our Cyprus office, the role will be reporting directly to the COO Manage  and handle the  administration of the...

FP Markets, a well-established and ambitious globally-regulated (including CySEC) Australian CFD and forex broker offering traders access to CFDs across Forex, Indices, Commodities, Stocks and Cryptocurrencies is expanding globally and is currently looking to recruit a Part-time Junior Payments Officer for employment in its Limassol office. An exciting opportunity to join an established but ambitious and rapidly-growing company and be a part of a fast-paced multi-cultural environment with friendly and talented co-workers with a focus on high performance enabled by cutting-edge technologies. The position is for part time working as below: 18:00-22:00 (Monday/ Wednesday / Friday) 10:00-14:00 on the weekends (Saturday/Sunday) 20 hours per week of which 8 will be during weekends RESPONSIBILITIES Handling and monitoring clients’ deposits and withdrawals, making sure they are carried out as per relevant regulations and guidelines Update the CRM and...

ABOUT OUR COMPANY Goldenburg Group Limited is a fully licensed company, supervised by the Cyprus Securities and Exchange Commission (CySEC), with CIF License number 242/14, providing a comprehensive investment services, internationally. We are dedicated to offer the best trading opportunities in multiple trading sectors providing innumerable financial instruments. Aiming to provide our clients an exceptional trading experience in a safe and trustworthy environment. Our dedication is to deliver transparent trading opportunities to fulfil any client's needs and enhance their trading journey. WE ARE LOOKING FOR Goldenburg Group Ltd is looking for a Spanish speaking Monitoring Officer to join our dynamic team of talented individuals. As a Monitoring Officer, you will be a part of the team responsible for monitoring all communications between the employees and the clients and ensure compliance with all Company’s policies and procedures. More specifically, the...

We are searching for a Back Office Officer to join our team based in Limassol, Cyprus.  MAIN DUTIES AND RESPONSIBILITIES • Processing Clients’ transactions; • Updating clients records; • Overseeing the daily execution of tasks relating to client deposits, client withdrawals, affiliate • withdrawals, account opening/maintenance, and closures; • Ongoing clients monitoring for AML purposes; • Settlement of transactions (deposits, withdrawals and internal transfers); • Monitoring of the transactions performed through the Company comparison thereof to the • instruction received and sorting of any discrepancies; • Record keeping of executed transactions (available in electronic form on the MTS and MT4); • Sending accounts’ statements upon request; • Archiving of all relevant documents in CRM (agreements, contracts, confirmations etc.); • Handling of customers’...