Senior Compliance Officer

Full time Fintech Forex Legal

Job Description

FXGlobe.eu is a CySEC licensed forex company specializing in online trading since 2008. With a commitment to honesty, transparency, and fair trading, we seek a skilled Senior Compliance Officer to lead our Compliance Team!

Key Responsibilities:

  • Compliance Support: Assist with compliance matters per internal policies and agreements with senior management.
  • Inquiries: Address internal and external compliance queries as needed.
  • Policy Development: Help draft and develop policies to meet CySEC and local regulatory requirements.
  • Internal Controls: Establish and enforce internal practices and procedures to comply with legislation and regulations.
  • Monitoring Program: Implement and conduct compliance monitoring as per regulatory requirements.
  • Reporting: Prepare and submit reports to CySEC and other EU bodies, including COMP-CIF, CA-CIF, MPS, IFR, and others.
  • Regulatory Updates: Stay current on regulatory changes and update internal policies accordingly.
  • Regulatory Liaison: Communicate with regulatory bodies and other stakeholders on compliance issues.
  • Marketing Review: Ensure marketing materials comply with legal requirements.
  • Internal Coordination: Collaborate with all departments to implement controls and procedures.
  • Training Support: Assist with training (CPDs) and general guidance for staff.
  • License Applications: Support license applications and prepare submission packages.
  • Due Diligence: Monitor and review service providers, ensuring due diligence and compliance.

Qualifications:

  • Education: Bachelor’s degree in Law, Finance, Business, or related fields; CySEC certifications preferred.
  • Experience: 5+ years in compliance, preferably in financial services with CySEC knowledge.
  • Skills: Strong analytical, communication, and organizational skills. Ability to manage tasks and work collaboratively.
  • Technical: Proficiency in Microsoft Office and compliance management systems.

Benefits:

  • Competitive salary
  • Professional development opportunities.
  • 22 vacation days.
  • Private insurance.