Senior Compliance Officer

Duties and responsibilities include:

· Draft and revise policies and procedures and prepare reports;

· Audit existing processes, identify weaknesses and suggest corrective actions;

· Keep abreast of internal procedures and global CFDs and regulatory developments;

· Address employees’ questions and advice on compliance matters;

· Lead compliance projects and supervise team members;

· Monitor communications with customers and review marketing material;

· Review, investigate and assist with the resolution of client complaints;

· Perform any other assigned compliance-related task.

· Evaluate new business ideas, products, and services, assess risks and give opinion;

· Review regulatory requirements, assess the impact on operations and update monitoring program;

· Ensure ongoing compliance and collaborate with relevant parties to meet reporting obligations;

· Maintain up-to-date compliance records (e.g., documents, logs, correspondence, reports, etc.);

The Ideal Candidate:

· University degree or similar;

· 4+ years’ experience within the CFDs/Forex industry working in a similar role;

· Relevant professional certification will be considered as an advantage;

· Excellent communication (verbal and non-verbal), business acumen, organizational, presentation and problem-solving skills;

· Fluent in English language (verbal & written);

· Able to work effectively under pressure and meet tight deadlines;

· Able to work on own initiative, independently, prioritise workload and pay attention to details.