HARNEYS

  • Limassol, Cyprus
HARNEYS Limassol, Cyprus
12/05/2021
Full time
THE ROLE The Senior Compliance Analyst will be an integral part of the firm, working closely with the Compliance Officer/MLRO and Global Compliance Officer as well as the Compliance team to help ensure that the businesses are operating legally; both management and employees are in compliance with the rules and regulations of regulatory agencies, company policies and procedures are being followed and that displayed behaviour in the organisation meets and exceeds the firm standards of conduct and risk management. The Senior Compliance Administrator will have a supervisory function and is integral to ensuring that procedures and protocols are followed and is responsible for helping the Compliance Officer ensure that all client information is accurate and updated in the database, full transparency of high risk relationship to senior management and to ensure the implemented compliance monitoring programme is effective to help mitigate against a number of different risks....
HARNEYS Limassol, Cyprus
11/05/2021
Full time
THE ROLE The Compliance Analyst will be an integral part of the firm, working within the Compliance team to ensure that all client information is accurate and updated in the database with excellent attention to detail. The role will also involve ensuring that management and employees are in compliance with the rules and regulations of regulatory agencies, company policies and procedures are being followed and that behaviour in the organisation meets the minimum firm standards of conduct and risk management. RESPONSIBILITIES The post holder will be responsible for and expected to carry out the following duties: · Evaluate new law firm clients and related parties in order to understand the nature of business, source of funds, ownership and control structure, and identify any higher-risk factors · Receive and process client due diligence (CDD) documents · Conduct periodic file reviews of existing clients to ensure that our internal policies and procedures have been followed ·...